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What is Interest Rate? (Plain English Definition)

Definition: An interest rate is the cost of borrowing money or the return earned on lending money, expressed as a percentage of the principal amount.

Interest Rate Explained Simply

An interest rate is the price of borrowing money. When you take out a loan, you pay interest. When you buy a bond or deposit money in a savings account, you earn interest. Interest rates are set by supply and demand for money, but the Federal Reserve heavily influences them through its federal funds rate.

The Federal Reserve raises interest rates to combat inflation and lowers them to stimulate economic growth. These rate changes ripple through the entire economy, affecting mortgage rates, car loan rates, savings account yields, and importantly, bond and stock prices. When rates rise, bond prices fall because new bonds offer higher yields, making existing lower-yielding bonds less attractive. Stocks can also decline because higher rates increase borrowing costs for companies and make bonds a more competitive alternative to stocks.

Interest rates have a profound impact on ETF performance. Bond ETFs with longer duration are most sensitive to rate changes. Stock ETFs in rate-sensitive sectors like real estate, utilities, and financials can be significantly affected. Even broad market ETFs react to interest rate expectations, as rate changes influence corporate profits, consumer spending, and economic growth.

Interest Rate Example

When the Federal Reserve raised rates from near 0% to over 5% in 2022-2023, the impact was dramatic. The iShares 20+ Year Treasury Bond ETF (TLT) fell over 40% as long-term bond prices plummeted. Meanwhile, money market ETFs went from yielding near 0% to over 5%. An S&P 500 ETF dropped about 19% in 2022 partly due to higher rates, but recovered as markets adjusted to the new rate environment.

Why Interest Rate Matters for ETF Investors

Interest rates are arguably the most important macroeconomic variable for ETF investors. Rate changes affect virtually every investment in your portfolio. Bond ETFs are directly impacted through price changes. Stock ETFs are affected through changes in corporate borrowing costs and investor preferences between stocks and bonds. For ETF investors, understanding the interest rate environment helps with asset allocation and fund selection. In rising rate environments, short-duration bond ETFs and floating-rate funds tend to outperform long-duration bonds. In falling rate environments, long-duration bond ETFs can deliver substantial gains. Being aware of the rate cycle helps you position your portfolio appropriately.

Interest Rate vs Inflation

Interest RateInflation
An interest rate is the cost of borrowing money or the return earned on lending money, expressed as a percentage of the principal amount.See full definition of Inflation

While interest rate and inflation are related concepts, they serve different purposes in the world of ETF investing. Understanding both terms helps you make more informed decisions about which funds to include in your portfolio and how to evaluate their performance.

Read our full explanation of Inflation

Related Terms

Deepen your understanding of ETF investing by exploring these related concepts:

economicsfundamentalsmarket-conditions

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